SD

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

 

Specialized Disclosure Report

 

 

Outset Medical, Inc.

(Exact name of the registrant as specified in its charter)

 

 

Delaware

001-39513

20-0514392

(State or other jurisdiction of incorporation)

(Commission file number)

(I.R.S. Employer Identification No.)

 

3052 Orchard Drive, San Jose, California

95134

(Address of principal executive offices)

(Zip Code)

 

Nabeel Ahmed

(669) 231-8200

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

 

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1, 2023 to December 31, 2023.

Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended________.

 

 


Section 1 – Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

This Specialized Disclosure Report on Form SD (the “Form SD”) of Outset Medical, Inc. (“Outset”) is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2023 to December 31, 2023.

 

A copy of Outset’s Conflict Minerals Report is filed as Exhibit 1.01 and incorporated herein by reference, and is publicly available on Outset’s website at https://investors.outsetmedical.com/financial-information/sec-filings. Information posted on or accessible through this website is not incorporated by reference nor otherwise included in this report, and any references to this website are intended to be inactive textual references only.

 

Item 1.02 Exhibit

 

As specified in Section 2, Item 2.01 of this Form SD, Outset is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.

 

Section 2 – Resource Extraction Issuer Disclosure

 

Item 2.01 Resource Extraction Issuer Disclosure and Report

 

Not applicable.

 

Section 3 – Exhibits

 

Item 3.01 Exhibits

 

The following exhibit is filed as part of this report.

 

Exhibit Number

 

Description

1.01

 

Conflict Minerals Report of Outset Medical, Inc. for the reporting period from January 1, 2023 to December 31, 2023

 

 

 

 

 


SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Outset Medical, Inc.

 

 

(Registrant)

 

 

 

 

 

By: /s/ Nabeel Ahmed

 

May 29, 2024

Nabeel Ahmed

Chief Financial Officer

 

(Date)

 


EX-1.01

Exhibit 1.01

 

Conflict Minerals Report of Outset Medical, Inc.

for the reporting period from January 1, 2023 to December 31, 2023

 

Introduction

 

This Conflict Minerals Report (the “Report”) of Outset Medical, Inc. (“Outset”) has been prepared pursuant to Rule 13p-1 (the “Rule”) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), for calendar year 2023 (the “Reporting Period”).

 

The Rule requires disclosure of certain information when a company manufactures or contracts to manufacture products and the minerals specified in the Rule are necessary to the functionality or production of those products. The specified minerals, which are collectively referred to in this Report as “Conflict Minerals,” are gold, columbite-tantalite (coltan), cassiterite and wolframite, including their derivatives, which are limited to tantalum, tin and tungsten. The “Covered Countries,” for the purposes of the Rule and this Report, are the Democratic Republic of the Congo (“DRC”) and each adjoining country. Certain other terms in this Report are defined in the Rule, Form SD or SEC Release No. 34-67716 issued by the U.S. Securities and Exchange Commission (“SEC”) on August 22, 2012, and the reader is referred to those sources for such definitions.

 

Company and Product Overview

 

Outset is headquartered in the United States and operates a manufacturing facility in Mexico. Outset is a medical technology company pioneering a first-of-its-kind technology to reduce the cost and complexity of dialysis. We believe the Tablo® Hemodialysis System, cleared by the U.S. Food and Drug Administration for use from the hospital to the home, represents a significant technological advancement that transforms the dialysis experience for patients and operationally simplifies it for providers. We designed Tablo from the ground up to be a single enterprise solution that can be utilized across the continuum of care, allowing dialysis to be delivered anywhere, anytime and by virtually anyone.

 

The Tablo Hemodialysis System includes: (i) the Tablo console, a compact, mobile machine consisting of an integrated water purification, on-demand dialysate production system and touchscreen interface and (ii) the Tablo cartridge, a disposable single use pre-strung cartridge that clicks into place and consists of pre-configured blood, saline, and infusion tubing. In addition, TabloCart is an accessory for the Tablo system that provides added maneuverability and optional prefiltration or storage.

 

This Report relates to products: (i) for which Conflict Minerals are necessary to their functionality or production; (ii) that were manufactured, or contracted to be manufactured, by Outset; and (iii) for which the manufacture was completed during the Reporting Period. These products, which are referred to in this Report collectively as the “Covered Products,” include the Tablo console and TabloCart. Based on our assessment of the underlying components, which contain only plastics, we determined that Tablo cartridges manufactured or contracted to be manufactured by us in 2023 did not contain Conflict Minerals. As a result, Tablo cartridges are not Covered Products for this Reporting Period.

 

Supply Chain Overview

 

As a “downstream” purchaser of products or components that contain Conflict Minerals, we are at the end of a very long supply chain where we manufacture or contract to manufacture products and do not directly source Conflict Minerals from mines, smelters or refiners nor specifically design Conflict Minerals into our products.

 

Reasonable Country-of-Origin Inquiry

 

We conducted a good faith, reasonable country-of-origin inquiry (“RCOI”) regarding the Conflict Minerals that were necessary to the functionality or production of the Covered Products (the “necessary Conflict Minerals”). This RCOI was reasonably designed to determine whether any of the necessary Conflict Minerals originated in the Covered Countries and whether any of the necessary Conflict Minerals may have been from recycled or scrap sources.

 

We compiled a list of Tier 1 (i.e., direct) suppliers in the bill of materials for the Covered Products for which the manufacture was completed during the Reporting Period, and considered these 107 suppliers to fall within the scope of our RCOI. In this Report, we refer to these suppliers as “in-scope suppliers”.

 

 

1


We engaged a third-party service provider, Source Intelligence, to assist us with certain elements of our RCOI and due diligence efforts as described below. Following an introductory email from Outset outlining our Conflict Minerals program requirements and identifying Source Intelligence as a partner, in-scope suppliers were contacted by Source Intelligence and asked to complete and submit a Conflict Minerals Reporting Template (“CMRT”) developed by the Responsible Minerals Initiative (“RMI”). The CMRT provided a standardized method for us to use in the collection of representations, statements and data from these suppliers related to the presence, use, source and chain of custody of the Conflict Minerals in supplier components that are incorporated in the Covered Products. Following multiple reminder emails from Source Intelligence, Outset directly contacted suppliers that were unresponsive to Source Intelligence’s communications and requested that they complete and submit a CMRT.

 

Source Intelligence maintained an online platform for submission, validation and management of supplier responses. Suppliers generally uploaded their completed CMRTs to the online platform or completed an online version of the CMRT. Of the 107 in-scope suppliers contacted, approximately 84% (90 suppliers) responded to Outset’s request by providing a completed CMRT.

 

Design of Due Diligence

 

We designed our due diligence measures to conform, in all material respects, to the internationally recognized due diligence framework in The Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk Areas: Third Edition, including the related supplements on gold, tin, tantalum and tungsten (the “OECD Guidance”), consistent with our position in the minerals supply chain as a downstream purchaser. The scope of our due diligence remained on Conflict Minerals - namely gold, tantalum, tin and tungsten, or 3TG.

 

Description of Due Diligence Measures

 

Our due diligence measures performed with respect to Covered Products for the Reporting Period included the following:

 

1.
OECD Step 1 - Establish Strong Company Management Systems

 

Conflict Minerals Policy. We adopted a Conflict Minerals policy that outlines our commitment to responsible sourcing and compliance with the rules relating to the use of Conflict Minerals necessary to manufacture our products. As set forth in our policy, we expect our suppliers to establish policies and systems designed to ensure proper tracing, monitoring and reporting of Conflict Minerals in their supply chains, to source Conflict Minerals from smelters or refiners that have been independently validated as conflict-free, and to provide related information to us upon our request. Our Conflict Minerals policy was communicated to in-scope suppliers during the Reporting Period, and is posted on our external website at: https://investors.outsetmedical.com/static-files/5a435725-69e9-45c1-a31e-0e989f952b5a.

 

Conflict Minerals Team. A cross-functional team comprised of individuals from our supply chain and legal functions is responsible for managing and implementing our Conflict Minerals program. The project team met regularly over the course of 2023 and into 2024, reporting to senior management, as needed, to provide updates regarding our Conflict Minerals program and due diligence results. We engaged Source Intelligence to assist with certain elements of our Conflict Minerals program, including engaging with suppliers, collecting, processing and storing supplier responses through its online platform, reviewing and validating supplier responses, helping to identify and resolve quality control flags, and identifying potential risks. The internal project team worked collaboratively with Source Intelligence in connection with its RCOI and due diligence efforts.

 

System of Controls and Transparency. In an effort to enhance its due diligence processes and improve the accuracy and completeness of supplier data, the internal project team met regularly to discuss, and worked with Source Intelligence to help document, internal operating procedures for scoping suppliers, conducting supplier outreach and follow-up, reviewing supplier responses, escalating issues related to non-responsive suppliers and data quality control, and addressing such issues. Source Intelligence maintained an online data collection platform for Outset which included the status of supplier outreach, records of supplier responses, validation of responses, information related to quality control efforts and risk classification information. The team regularly reviewed and monitored the online platform and collaborated with Source Intelligence throughout the diligence process, including via periodic meetings. The team also maintained an internal project database to track progress against project milestones.

 

 

2


Strengthen Engagement with Suppliers. As discussed above, we worked collaboratively with Source Intelligence to engage with in-scope suppliers. To strengthen supplier engagement and training and facilitate supplier responsiveness to our inquiry, we offered suppliers access to online learning and help centers maintained by Source Intelligence. Through the learning center, suppliers were given access to tools to facilitate a deeper understanding of the Conflict Minerals rules and why the information was being requested, including links to multi-lingual training materials and other resources that covered topics such as how to collect and validate smelter data, how to complete a CMRT and how to manage a Conflict Minerals program. Through the help center, suppliers had an opportunity to seek help-desk support from Source Intelligence’s team of supplier support specialists. Representatives of Source Intelligence also offered assistance to suppliers as needed in connection with the follow-up outreach. In addition, to enhance our monitoring of suppliers and better communicate our expectations for responsible business conduct in general, we have deployed a Supplier Code of Conduct to our suppliers which includes a certification regarding policies and systems for conflict-free sourcing and providing related information to us upon our request.

 

Grievance Mechanism. Our publicly available Conflict Minerals policy directs suppliers and other external parties to report any questions or concerns about the policy by contacting Outset at conflictminerals@outsetmedical.com.

 

2.
OECD Step 2 - Identify and Assess Risk in the Supply Chain

 

To identify risk in our supply chain, we relied on our suppliers to provide information on the presence, use, source and chain of custody of the Conflict Minerals contained in supplier products or components included in the Covered Products by requesting that in scope suppliers complete the CMRT. Source Intelligence assisted with reviewing suppliers’ completed CMRTs, evaluated supplier responses for plausibility, consistency and gaps in information, and followed up with suppliers in order to request clarification or additional information or otherwise address quality control flags.

 

Source Intelligence maintains a smelter and refiner database to document (i) which facilities are known metal processors (i.e., verified) based on lists published by the RMI as well as its own research and direct supplier outreach, (ii) which companies are exclusive recyclers, (iii) mine country of origin information and (iv) conflict-free certification status. To verify smelters and refiners listed by suppliers in completed CMRTs, Source Intelligence compared the identified facilities against its list of known metal processors. Supplier responses listing entities that are not verified smelters or refiners were flagged during the quality control process and suppliers were asked for further clarification.

 

To determine conflict-free certification status, Source Intelligence compared the verified smelters and refiners against lists of facilities that have been certified as conflict-free by independent third-party audit programs, specifically the Responsible Minerals Assurance Process (“RMAP”), developed by the RMI, the London Bullion Market Association (LBMA) Good Delivery Program and the Responsible Jewellery Council (RJC) Chain-of-Custody Certification.

 

Through its platform, Source Intelligence assigned a risk classification to each submitted CMRT to indicate the level of risk associated with the data provided in such CMRT and provide us with certain risk indicators designed to inform our internal risk mitigation policies and procedures. These CMRT risk classifications are based on the smelter and refiner data provided in a given CMRT (including mine country of origin information, the associated country risk level, and conflict-free certification status), as well as any flags that are raised and remain unresolved through the quality control process, such as incomplete or inconsistent responses.

 

3.
OECD Step 3 - Design and Implement a Strategy to Respond to Risk

 

We determine on a case-by-case basis the appropriate risk mitigation strategy for supply chain risks identified in the course of our due diligence efforts, including where suppliers do not cooperate with our information requests or ultimately, notwithstanding encouragement from Outset, do not meet our expectations with respect to responsible conflict-free sourcing. Potential outcomes include providing access to additional education and training, cautioning the supplier, requiring additional information or corrective actions from the supplier to address our concerns, continuing to work with the supplier while risks are addressed and escalating issues to senior management as appropriate. For any supplier that is ultimately unable to source Outset’s materials from smelters or refiners that have been certified as conflict-free by an independent third-party audit program, we plan to assess the risks on a case-by-case basis and determine proper strategies, taking into consideration various factors including supplier size and capabilities, and whether products and technologies provided by the supplier can be dual-sourced, developed, or ultimately, replaced.

 

 

3


4.
OECD Step 4 - Independent Third-Party Audit of Smelter/Refiner’s Due Diligence Practices

 

As a downstream purchaser, we do not have a direct relationship with the smelters and refiners in our supply chain, and we do not perform or direct audits of these entities. Instead, we rely on audits performed by independent third party audit programs, specifically the RMAP, LMBA Good Delivery Program and the RJC Chain-of-Custody Certification. These audit programs evaluate smelter and refiner activities and determine whether the smelter or refiner demonstrates that it has systems and controls in place to ensure that all materials it processes originate from conflict-free sources.

 

In addition, Source Intelligence attempts to directly contact smelters and refiners that are not currently certified as conflict-free to gain more information about their sourcing practices, including countries of origin and transfer, whether there are internal due diligence procedures in place or other processes the entity takes to track the chain-of-custody on the source of its mineral ores. Source Intelligence also performs internet research to determine whether there are any outside sources of information regarding the facility’s sourcing practices.

 

5.
OECD Step 5 - Report on Supply Chain Due Diligence

 

We expect to report annually, to the extent required by the Rule, and have posted our Form SD containing this Report on our website at: https://investors.outsetmedical.com/financial-information/sec-filings.

 

Results of Due Diligence Performed

 

The due diligence measures described above revealed the following:

 

Of the 107 in-scope suppliers contacted for the Reporting Period, approximately 84% (90 suppliers) responded by providing completed CMRTs, and are considered “responsive.” The remaining 16% (17 suppliers) did not provide a completed CMRT even after our and Source Intelligence’s follow-up outreach efforts and are considered “non-responsive.”

 

Of the 90 suppliers that provided completed CMRTs, approximately 49 reported having no Conflict Minerals in their products and 41 reported having Conflict Minerals in their products.

 

Of the 351 verified smelters and refiners reported by our in-scope suppliers (as set forth on Appendix 1), approximately 67% have been certified as conflict-free by at least one independent third-party audit program, are actively moving through the certification process or have committed to undergo an audit.

 

While 49 of the 351 verified smelters and refiners are believed to source from at least one Covered Country based on information in Source Intelligence’s smelter database, 45 of these 49 entities have been certified as conflict-free by at least one independent third party audit program.

 

With respect to those responsive suppliers that listed in their CMRTs one or more smelters or refiners which, based on Source Intelligence’s smelter database, are believed to source from at least one Covered Country but have not been independently certified as conflict-free, a substantial majority provided a company-level CMRT, rather than a product-level response specific to the components supplied to Outset and incorporated in the Covered Products. In addition, Source Intelligence’s smelter database identifies all countries from which a particular metal processor is believed to source materials on an enterprise-wide basis. As a result, we are unable to trace the Conflict Minerals sourced from specific smelters or refiners to particular products, and are thus unable to confirm whether such Conflict Minerals were contained in components supplied to us. Consequently, we believe our data may contain a number of “false positives” in relation to the risk that necessary Conflict Minerals actually supplied to us and used in the Covered Products were sourced from a smelter or refiner that in turn sourced them from a Covered Country and is not certified-as conflict free.

 

Identified Smelters and Refiners

 

We have listed on Appendix 1 the verified smelters and refiners (by metal) identified by our in-scope suppliers in completed CMRTs as a result of our RCOI and due diligence, as well as, based on information from the Source Intelligence smelter database, the RMI identification, location and conflict-free certification status of each smelter and refiner.

 

Out of the 41 suppliers that reported having Conflict Minerals in their products, 33 provided company-level responses (i.e., information regarding all Conflict Minerals used in every component and product they manufacture ), 5 provided product-level responses (i.e., information for the particular types of products and components they supplied to Outset), and 3 provided responses at a different level defined by the supplier within the CMRT. As a result, some of the smelters and refiners reported

 

4


to Outset and identified on Appendix 1 may not actually have been used to process the necessary Conflict Minerals in the Covered Products.

 

Identified Countries of Origin

 

We do not have sufficient information to reliably determine the countries of origin of all the necessary Conflict Minerals in the Covered Products given that certain suppliers provided inconsistent or incomplete responses or provided information at the company-level. However, based on the smelters and refiners listed by in-scope suppliers in completed CMRTs, combined with associated mine country of origin information from Source Intelligence’s smelter database, the countries of origin may include the countries listed on Appendix 2. As discussed above, because the majority of responsive suppliers provided information at the company-level, and because Source Intelligence’s smelter database tracks mine country of origin information for metal processors on an enterprise-wide basis, we believe there are likely countries of origin in Appendix 2 that are not countries of origin of the necessary Conflict Minerals included in the Covered Products. As a result, we are unable to reliably determine whether any of the necessary Conflict Minerals in the Covered Products originated in the Covered Countries or whether such Conflict Minerals were entirely from recycled or scrap sources or were from other conflict-free sources.

 

Efforts to Determine Mine or Location of Origin

 

Our efforts to determine the mines or locations of origin included the use of the due diligence measures described above.

 

Future Due Diligence and Risk Mitigation Measures

 

As we further develop our Conflict Minerals program, we intend to take the following steps to further enhance our due diligence measures and to mitigate the risk that, with respect to any of the Covered Products, necessary Conflict Minerals were used, directly or indirectly, to finance or benefit armed groups in the Covered Countries:

 

Encourage our suppliers to implement responsible sourcing by using Conflict Minerals only from smelters or refiners that have been independently certified as conflict-free, including by reiterating our expectations as outlined in our Conflict Minerals policy to in-scope suppliers;

 

Further develop, refine and implement our risk mitigation strategy for supply chain risks identified in the course of our due diligence; and

 

Continue to engage a third-party service provider to assist with engaging suppliers, collecting, processing and storing supplier responses through an online platform, reviewing and validating supplier responses, identifying and resolving quality control flags, identifying potential risks, and conducting follow-up outreach with non-responsive suppliers and suppliers identified as having quality control flags.

 

Inherent Limitations on Due Diligence Measures

 

Our supply chain with respect to the Covered Products is complex, and our procurement and manufacturing process is significantly removed from the sourcing, mining, smelting and refining of Conflict Minerals. As a result, we do not have direct contractual relationships with smelters, refiners or mines, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of Conflict Minerals. Moreover, we believe that the smelters and refiners of the Conflict Minerals are best situated to identify the sources of Conflict Minerals and, therefore, have taken steps to identify the applicable smelters and refiners of necessary Conflict Minerals in our supply chain using the CMRT. However, tracing these minerals to their sources is a challenge that requires us to rely on our direct suppliers in our efforts to achieve supply chain transparency, including obtaining information regarding the origin of the necessary Conflict Minerals. The information provided by suppliers or third-party service providers may be inaccurate or incomplete or subject to other irregularities. In addition, because of our relative location within the supply chain in relation to the actual extraction and transport of Conflict Minerals, our ability to verify the accuracy of information reported by suppliers is limited.

 

Cautionary Note on Forward-Looking Statements

 

Forward-looking statements in this Report are made pursuant to the safe harbor provisions of Section 21E of the Exchange Act, and other federal securities laws. Investors are cautioned that statements in this Report that are not strictly

 

5


historical statements, including without limitation, our intentions and expectations regarding future supplier engagement, due diligence and risk mitigation efforts, strategy and future reporting, constitute forward-looking statements that involve risks and uncertainties. Words such as “expect,” “anticipate,” “target,” “goal,” “project,” “intend,” “plan,” “believe,” “seek,” “estimate,” “evaluate,” “may,” “will,” “should,” “would,” “could,” “potential,” “forecast,” “guidance,” “outlook,” “predicts,” variations of these words, and similar expressions are intended to identify such forward-looking statements. Actual results could differ materially from the forward-looking statements. Forward-looking statements are subject to the occurrence of many events outside our control. Risks and uncertainties that could cause actual results to differ include, without limitation, the possibility of future regulatory changes and other developments relating to Conflict Minerals disclosures, changes in or developments related to our products or supply chain, changes to our supplier base, risks and uncertainties associated with the progress of industry and other supply chain transparency and smelter or refiner validation programs for Conflict Minerals (including the possibility of inaccurate information, fraud and other irregularities), inadequate supplier education and knowledge, limitations on the ability or willingness of suppliers to provide more accurate, complete and detailed information and limitations on our ability to verify the accuracy or completeness of any supply chain information provided by suppliers or others, as well as the other risks and uncertainties further described in the “Risk Factors” section of our most recent Annual Report and Quarterly Report, as well as in our other reports filed with or furnished to the SEC. Forward-looking statements should be considered in light of these risks and uncertainties. Investors and others are cautioned not to place undue reliance on forward-looking statements.

 

We have provided information as of the date of this Report and undertake no obligation to revise or update any forward-looking statements for any reason. Subsequent events, such as the inability or unwillingness of any of our suppliers, smelters or refiners to comply with Outset’s Conflict Minerals policy, may affect our future disclosures and determinations under the Rule. In addition, our due diligence and reporting obligations under the Rule may change in the future and our ability to implement certain processes or obtain information from our suppliers may differ materially from those anticipated or implied in this Report.

 

 

 

6


APPENDIX 1

 

Smelters and Refiners by Metal

 

Based on the information that was provided by our in-scope suppliers in completed CMRTs, we believe that, to the extent reasonably determinable by Outset, the facilities that may have been used to process the necessary Conflict Minerals contained in the Covered Products included the verified smelters and refiners identified below. However, as noted above, where our suppliers provided information on a division- or company-wide basis regarding all Conflict Minerals used in every component and product they manufacture rather than responses specific to the types of products and components supplied to Outset for use in the Covered Products, the smelters and refiners reported to us by those suppliers may not actually have been used to process the necessary Conflict Minerals in the Covered Products. The below smelter information is based on data available in Source Intelligence’s smelter database as of April 2024. Any changes to the database that took place after April 2024 are not reflected.

 

* For purposes of the “Conflict Free Certification” status column in the table below:

YES” means at least one of the following is true (i) the smelter has an active RMAP certification or is in the process of renewing its certification, (ii) the smelter has obtained a Responsible Gold Certification from the LBMA and/or (iii) the smelter has obtained a Chain-of-Custody Certification from the RJC
ACTIVE” means the smelter or refiner is actively moving through the RMAP certification process
PROGRESSING” means Tungsten smelters that have committed to obtain a RMAP certification within two years of membership with the Tungsten Industry-Conflict Minerals Committee
NO” means the smelter or refiner is a verified metal processor based on Source Intelligence’s smelter database but has not been certified by at least one independent third-party audit program (RMAP, LBMA or RJC), is not actively moving through the RMAP certification process, and has not committed to obtain RMAP certification

 

 

 

7


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Gold

8853 S.p.A.

CID002763

Italy

NO

Gold

ABC Refinery Pty Ltd.

CID002920

Australia

NO

Gold

Abington Reldan Metals, LLC

CID002708

United States

YES

Gold

Advanced Chemical Company

CID000015

United States

ACTIVE

Gold

African Gold Refinery

CID003185

Uganda

NO

Gold

Agosi AG

CID000035

Germany

YES

Gold

Aida Chemical Industries Co., Ltd.

CID000019

Japan

YES

Gold

Al Etihad Gold Refinery DMCC

CID002560

United Arab Emirates

NO

Gold

Albino Mountinho Lda.

CID002760

Portugal

NO

Gold

Alexy Metals

CID003500

United States

NO

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

CID000041

Uzbekistan

YES

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

CID000058

Brazil

YES

Gold

Argor-Heraeus S.A.

CID000077

Switzerland

YES

Gold

Asahi Pretec Corp.

CID000082

Japan

YES

Gold

Asahi Refining Canada Ltd.

 

Canada

YES

Gold

Asahi Refining USA Inc.

CID000920

United States

YES

Gold

Asaka Riken Co., Ltd.

CID000090

Japan

YES

Gold

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

CID000103

Turkey

NO

Gold

AU Traders and Refiners

CID002850

South Africa

NO

Gold

Augmont Enterprises Private Limited

CID003461

India

ACTIVE

Gold

Aurubis AG

CID000113

Germany

YES

Gold

Bangalore Refinery

CID002863

India

ACTIVE

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000128

Philippines

YES

Gold

Boliden AB

CID000157

Sweden

YES

Gold

C. Hafner GmbH + Co. KG

CID000176

Germany

YES

Gold

Caridad

CID000180

Mexico

NO

Gold

CCR Refinery - Glencore Canada Corporation

CID000185

Canada

YES

Gold

Cendres + Metaux S.A.

CID000189

Switzerland

NO

Gold

CGR Metalloys Pvt Ltd.

CID003382

India

NO

Gold

Chimet S.p.A.

CID000233

Italy

YES

Gold

Chugai Mining

CID000264

Japan

YES

Gold

Coimpa Industrial LTDA

CID004010

Brazil

YES

Gold

Daye Non-Ferrous Metals Mining Ltd.

CID000343

China

NO

Gold

Degussa Sonne / Mond Goldhandel GmbH

CID002867

Germany

NO

Gold

Dijllah Gold Refinery FZC

CID003348

United Arab Emirates

NO

Gold

Dongwu Gold Group

CID003663

China

NO

Gold

Dowa

CID000401

Japan

YES

Gold

DSC (Do Sung Corporation)

CID000359

Korea, Republic of

YES

Gold

Eco-System Recycling Co., Ltd. East Plant

CID000425

Japan

YES

Gold

Eco-System Recycling Co., Ltd. North Plant

CID003424

Japan

YES

Gold

Eco-System Recycling Co., Ltd. West Plant

CID003425

Japan

YES

Gold

Emerald Jewel Industry India Limited (Unit 1)

CID003487

India

NO

Gold

Emerald Jewel Industry India Limited (Unit 2)

CID003488

India

NO

Gold

Emerald Jewel Industry India Limited (Unit 3)

CID003489

India

NO

Gold

Emerald Jewel Industry India Limited (Unit 4)

CID003490

India

NO

Gold

Emirates Gold DMCC

CID002561

United Arab Emirates

NO

Gold

Fidelity Printers and Refiners Ltd.

CID002515

Zimbabwe

NO

Gold

Fujairah Gold FZC

CID002584

United Arab Emirates

NO

 

8


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Gold

Geib Refining Corporation

CID002459

United States

NO

Gold

GG Refinery Ltd.

CID004506

Tanzania

ACTIVE

Gold

GGC Gujrat Gold Centre Pvt. Ltd.

CID002852

India

ACTIVE

Gold

Gold by Gold Colombia

CID003641

Colombia

YES

Gold

Gold Coast Refinery

CID003186

Ghana

NO

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CID002243

China

YES

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CID001909

China

YES

Gold

Guangdong Jinding Gold Limited

CID002312

China

NO

Gold

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

CID000651

China

NO

Gold

Hangzhou Fuchunjiang Smelting Co., Ltd.

CID000671

China

NO

Gold

Heimerle + Meule GmbH

CID000694

Germany

YES

Gold

Heraeus Germany GmbH Co. KG

CID000711

Germany

YES

Gold

Heraeus Metals Hong Kong Ltd.

CID000707

China

YES

Gold

Hunan Chenzhou Mining Co., Ltd.

CID000767

China

NO

Gold

Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.

CID000773

China

NO

Gold

HwaSeong CJ CO., LTD.

CID000778

Korea, Republic of

NO

Gold

Industrial Refining Company

CID002587

Belgium

NO

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000801

China

YES

Gold

International Precious Metal Refiners

CID002562

United Arab Emirates

NO

Gold

Ishifuku Metal Industry Co., Ltd.

CID000807

Japan

YES

Gold

Istanbul Gold Refinery

CID000814

Turkey

YES

Gold

Italpreziosi

CID002765

Italy

YES

Gold

JALAN & Company

CID002893

India

NO

Gold

Japan Mint

CID000823

Japan

YES

Gold

Jiangxi Copper Co., Ltd.

CID000855

China

YES

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

CID000927

Russian Federation

NO

Gold

JSC Novosibirsk Refinery

CID000493

Russian Federation

NO

Gold

JSC Uralelectromed

CID000929

Russian Federation

NO

Gold

JX Nippon Mining & Metals Co., Ltd.

CID000937

Japan

YES

Gold

K.A. Rasmussen

CID003497

Norway

NO

Gold

Kaloti Precious Metals

CID002563

United Arab Emirates

NO

Gold

Kazakhmys Smelting LLC

CID000956

Kazakhstan

NO

Gold

Kazzinc

CID000957

Kazakhstan

YES

Gold

Kennecott Utah Copper LLC

CID000969

United States

YES

Gold

KGHM Polska Miedz Spolka Akcyjna

CID002511

Poland

YES

Gold

Kojima Chemicals Co., Ltd.

CID000981

Japan

YES

Gold

Korea Zinc Co., Ltd.

CID002605

Korea, Republic of

YES

Gold

Kundan Care Products Ltd.

CID003463

India

NO

Gold

Kyrgyzaltyn JSC

CID001029

Kyrgyzstan

NO

Gold

Kyshtym Copper-Electrolytic Plant ZAO

CID002865

Russian Federation

NO

Gold

L'azurde Company For Jewelry

CID001032

Saudi Arabia

NO

Gold

Lingbao Gold Co., Ltd.

CID001056

China

NO

Gold

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

CID001058

China

NO

Gold

L'Orfebre S.A.

CID002762

Andorra

YES

 

9


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Gold

LS-NIKKO Copper Inc.

CID001078

Korea, Republic of

YES

Gold

LT Metal Ltd.

CID000689

Korea, Republic of

YES

Gold

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

CID001093

China

NO

Gold

Marsam Metals

CID002606

Brazil

NO

Gold

Materion

CID001113

United States

YES

Gold

Matsuda Sangyo Co., Ltd.

CID001119

Japan

YES

Gold

MD Overseas

CID003548

India

NO

Gold

Metal Concentrators SA (Pty) Ltd.

CID003575

South Africa

YES

Gold

Metallix Refining Inc.

CID003557

United States

NO

Gold

Metalor Technologies (Hong Kong) Ltd.

CID001149

China

YES

Gold

Metalor Technologies (Singapore) Pte., Ltd.

CID001152

Singapore

YES

Gold

Metalor Technologies (Suzhou) Ltd.

CID001147

China

YES

Gold

Metalor Technologies S.A.

CID001153

Switzerland

YES

Gold

Metalor USA Refining Corporation

CID001157

United States

YES

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

CID001161

Mexico

YES

Gold

Mitsubishi Materials Corporation

CID001188

Japan

YES

Gold

Mitsui Mining and Smelting Co., Ltd.

CID001193

Japan

YES

Gold

MKS PAMP SA

CID001352

Switzerland

YES

Gold

MMTC-PAMP India Pvt., Ltd.

CID002509

India

YES

Gold

Modeltech Sdn Bhd

CID002857

Malaysia

NO

Gold

Morris and Watson

CID002282

New Zealand

NO

Gold

Moscow Special Alloys Processing Plant

CID001204

Russian Federation

NO

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

CID001220

Turkey

YES

Gold

Navoi Mining and Metallurgical Combinat

CID001236

Uzbekistan

YES

Gold

NH Recytech Company

CID003189

Korea, Republic of

YES

Gold

Nihon Material Co., Ltd.

CID001259

Japan

YES

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

CID002779

Austria

YES

Gold

Ohura Precious Metal Industry Co., Ltd.

CID001325

Japan

YES

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

Russian Federation

NO

Gold

Pease & Curren

CID002872

United States

NO

Gold

Penglai Penggang Gold Industry Co., Ltd.

CID001362

China

NO

Gold

Planta Recuperadora de Metales SpA

CID002919

Chile

YES

Gold

Prioksky Plant of Non-Ferrous Metals

CID001386

Russian Federation

NO

Gold

PT Aneka Tambang (Persero) Tbk

CID001397

Indonesia

YES

Gold

PX Precinox S.A.

CID001498

Switzerland

YES

Gold

QG Refining, LLC

CID003324

United States

NO

Gold

Rand Refinery (Pty) Ltd.

CID001512

South Africa

YES

Gold

Refinery of Seemine Gold Co., Ltd.

CID000522

China

NO

Gold

REMONDIS PMR B.V.

CID002582

Netherlands

YES

Gold

Royal Canadian Mint

CID001534

Canada

YES

Gold

SAAMP

CID002761

France

NO

Gold

Sabin Metal Corp.

CID001546

United States

NO

Gold

Safimet S.p.A

CID002973

Italy

NO

Gold

SAFINA A.S.

CID002290

Czech Republic

YES

Gold

Sai Refinery

CID002853

India

NO

Gold

Sam Precious Metals

CID003666

United Arab Emirates

NO

 

10


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Gold

Samduck Precious Metals

CID001555

Korea, Republic of

NO

Gold

SAMWON METALS Corp.

CID001562

Korea, Republic of

NO

Gold

SEMPSA Joyeria Plateria S.A.

CID001585

Spain

YES

Gold

Shandong Gold Smelting Co., Ltd.

CID001916

China

YES

Gold

Shandong Humon Smelting Co., Ltd.

CID002525

China

NO

Gold

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

CID001619

China

NO

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CID001622

China

YES

Gold

Shenzhen CuiLu Gold Co., Ltd.

CID002750

China

NO

Gold

Shenzhen Zhonghenglong Real Industry Co., Ltd.

CID002527

China

NO

Gold

Shirpur Gold Refinery Ltd.

CID002588

India

NO

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CID001736

China

YES

Gold

Singway Technology Co., Ltd.

CID002516

Taiwan

NO

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

CID001756

Russian Federation

NO

Gold

Solar Applied Materials Technology Corp.

CID001761

Taiwan

YES

Gold

Sovereign Metals

CID003383

India

NO

Gold

State Research Institute Center for Physical Sciences and Technology

CID003153

Lithuania

NO

Gold

Sudan Gold Refinery

CID002567

Sudan

NO

Gold

Sumitomo Metal Mining Co., Ltd.

CID001798

Japan

YES

Gold

SungEel HiMetal Co., Ltd.

CID002918

Korea, Republic of

YES

Gold

Super Dragon Technology Co., Ltd.

CID001810

Taiwan

NO

Gold

T.C.A S.p.A

CID002580

Italy

YES

Gold

Tanaka Kikinzoku Kogyo K.K.

CID001875

Japan

YES

Gold

Tokuriki Honten Co., Ltd.

CID001938

Japan

YES

Gold

Tongling Nonferrous Metals Group Co., Ltd.

CID001947

China

NO

Gold

TOO Tau-Ken-Altyn

CID002615

Kazakhstan

YES

Gold

Torecom

CID001955

Korea, Republic of

YES

Gold

Umicore Precious Metals Thailand

CID002314

Thailand

NO

Gold

Umicore S.A. Business Unit Precious Metals Refining

CID001980

Belgium

YES

Gold

United Precious Metal Refining, Inc.

CID001993

United States

YES

Gold

Valcambi S.A.

CID002003

Switzerland

YES

Gold

WEEEREFINING

CID003615

France

YES

Gold

Western Australian Mint (T/a The Perth Mint)

CID002030

Australia

YES

Gold

WIELAND Edelmetalle GmbH

CID002778

Germany

YES

Gold

Yamakin Co., Ltd.

CID002100

Japan

YES

Gold

Yokohama Metal Co., Ltd.

CID002129

Japan

YES

Gold

Yunnan Copper Industry Co., Ltd.

CID000197

China

NO

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CID002224

China

YES

Tantalum

5D Production OU

CID003926

Estonia

NO

Tantalum

AMG Brasil

CID001076

Brazil

YES

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CID000211

China

YES

Tantalum

D Block Metals, LLC

CID002504

United States

YES

Tantalum

F&X Electro-Materials Ltd.

CID000460

China

YES

Tantalum

FIR Metals & Resource Ltd.

CID002505

China

YES

Tantalum

Global Advanced Metals Aizu

CID002558

Japan

YES

Tantalum

Global Advanced Metals Boyertown

CID002557

United States

YES

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CID000291

China

YES

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CID002492

China

YES

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CID002512

China

YES

 

11


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Tantalum

Jiangxi Tuohong New Raw Material

CID002842

China

YES

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CID000914

China

YES

Tantalum

Jiujiang Tanbre Co., Ltd.

CID000917

China

YES

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CID002506

China

YES

Tantalum

KEMET de Mexico

CID002539

Mexico

YES

Tantalum

Materion Newton Inc.

CID002548

United States

YES

Tantalum

Metallurgical Products India Pvt., Ltd.

CID001163

India

YES

Tantalum

Mineracao Taboca S.A.

CID001175

Brazil

YES

Tantalum

Mitsui Mining and Smelting Co., Ltd.

CID001192

Japan

YES

Tantalum

Molycorp Silmet A.S.

CID001200

Estonia

YES

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CID001277

China

YES

Tantalum

PowerX Ltd.

CID004054

Rwanda

YES

Tantalum

QuantumClean

CID001508

United States

YES

Tantalum

Resind Industria e Comercio Ltda.

CID002707

Brazil

YES

Tantalum

RFH Yancheng Jinye New Material Technology Co., Ltd.

CID003583

China

YES

Tantalum

Solikamsk Magnesium Works OAO

CID001769

Russian Federation

NO

Tantalum

Taki Chemical Co., Ltd.

CID001869

Japan

YES

Tantalum

TANIOBIS Co., Ltd.

CID002544

Thailand

YES

Tantalum

TANIOBIS GmbH

CID002545

Germany

YES

Tantalum

TANIOBIS Japan Co., Ltd.

CID002549

Japan

YES

Tantalum

TANIOBIS Smelting GmbH & Co. KG

CID002550

Germany

YES

Tantalum

Telex Metals

CID001891

United States

YES

Tantalum

Ulba Metallurgical Plant JSC

CID001969

Kazakhstan

YES

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

CID000616

China

YES

Tantalum

XinXing Haorong Electronic Material Co., Ltd.

CID002508

China

YES

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CID001522

China

YES

Tin

Alpha

CID000292

United States

YES

Tin

An Vinh Joint Stock Mineral Processing Company

CID002703

Viet Nam

NO

Tin

Aurubis Beerse

CID002773

Belgium

YES

Tin

Aurubis Berango

CID002774

Spain

YES

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000228

China

YES

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CID003190

China

YES

Tin

China Tin Group Co., Ltd.

CID001070

China

YES

Tin

CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda

CID003486

Brazil

YES

Tin

CRM Synergies

CID003524

Spain

YES

Tin

CV Ayi Jaya

CID002570

Indonesia

YES

Tin

CV Venus Inti Perkasa

CID002455

Indonesia

YES

Tin

Dongguan CiEXPO Environmental Engineering Co., Ltd.

CID003356

China

NO

Tin

Dowa

CID000402

Japan

YES

Tin

DS Myanmar

CID003831

Myanmar

YES

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

CID002572

Viet Nam

NO

Tin

EM Vinto

CID000438

Bolivia

YES

Tin

Estanho de Rondonia S.A.

CID000448

Brazil

YES

Tin

Fabrica Auricchio Industria e Comercio Ltda.

CID003582

Brazil

YES

Tin

Fenix Metals

CID000468

Poland

YES

Tin

Gejiu City Fuxiang Industry and Trade Co., Ltd.

CID003410

China

NO

Tin

Gejiu Kai Meng Industry and Trade LLC

CID000942

China

NO

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000538

China

YES

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CID001908

China

NO

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

China

NO

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CID003116

China

YES

 

12


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Tin

HuiChang Hill Tin Industry Co., Ltd.

CID002844

China

YES

Tin

Jiangxi New Nanshan Technology Ltd.

CID001231

China

YES

Tin

Luna Smelter, Ltd.

CID003387

Rwanda

YES

Tin

Ma'anshan Weitai Tin Co., Ltd.

CID003379

China

NO

Tin

Magnu's Minerais Metais e Ligas Ltda.

CID002468

Brazil

YES

Tin

Malaysia Smelting Corporation (MSC)

CID001105

Malaysia

YES

Tin

Malaysia Smelting Corporation Berhad (Port Klang)

CID004434

Malaysia

ACTIVE

Tin

Melt Metais e Ligas S.A.

CID002500

Brazil

NO

Tin

Metallic Resources, Inc.

CID001142

United States

YES

Tin

Mineracao Taboca S.A.

CID001173

Brazil

YES

Tin

Mining Minerals Resources SARL

CID004065

DRC- Congo (Kinshasa)

YES

Tin

Minsur

CID001182

Peru

YES

Tin

Mitsubishi Materials Corporation

CID001191

Japan

YES

Tin

Modeltech Sdn Bhd

CID002858

Malaysia

NO

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

CID002573

Viet Nam

NO

Tin

Novosibirsk Tin Combine

CID001305

Russian Federation

NO

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

CID001314

Thailand

YES

Tin

O.M. Manufacturing Philippines, Inc.

CID002517

Philippines

YES

Tin

Operaciones Metalurgicas S.A.

CID001337

Bolivia

YES

Tin

Pongpipat Company Limited

CID003208

Myanmar

NO

Tin

Precious Minerals and Smelting Limited

CID003409

India

ACTIVE

Tin

PT Aries Kencana Sejahtera

CID000309

Indonesia

YES

Tin

PT Artha Cipta Langgeng

CID001399

Indonesia

YES

Tin

PT ATD Makmur Mandiri Jaya

CID002503

Indonesia

YES

Tin

PT Babel Inti Perkasa

CID001402

Indonesia

YES

Tin

PT Babel Surya Alam Lestari

CID001406

Indonesia

YES

Tin

PT Bangka Prima Tin

CID002776

Indonesia

YES

Tin

PT Bangka Serumpun

CID003205

Indonesia

YES

Tin

PT Bangka Tin Industry

CID001419

Indonesia

ACTIVE

Tin

PT Belitung Industri Sejahtera

CID001421

Indonesia

YES

Tin

PT Bukit Timah

CID001428

Indonesia

YES

Tin

PT Cipta Persada Mulia

CID002696

Indonesia

YES

Tin

PT Menara Cipta Mulia

CID002835

Indonesia

YES

Tin

PT Mitra Stania Prima

CID001453

Indonesia

YES

Tin

PT Mitra Sukses Globalindo

CID003449

Indonesia

YES

Tin

PT Panca Mega Persada

CID001457

Indonesia

NO

Tin

PT Premium Tin Indonesia

CID000313

Indonesia

YES

Tin

PT Prima Timah Utama

CID001458

Indonesia

YES

Tin

PT Putera Sarana Shakti (PT PSS)

CID003868

Indonesia

YES

Tin

PT Rajawali Rimba Perkasa

CID003381

Indonesia

YES

Tin

PT Rajehan Ariq

CID002593

Indonesia

YES

Tin

PT Refined Bangka Tin

CID001460

Indonesia

YES

Tin

PT Sariwiguna Binasentosa

CID001463

Indonesia

YES

Tin

PT Stanindo Inti Perkasa

CID001468

Indonesia

YES

Tin

PT Sukses Inti Makmur

CID002816

Indonesia

YES

Tin

PT Timah Tbk Kundur

CID001477

Indonesia

YES

Tin

PT Timah Tbk Mentok

CID001482

Indonesia

YES

Tin

PT Tinindo Inter Nusa

CID001490

Indonesia

YES

Tin

PT Tirus Putra Mandiri

CID002478

Indonesia

NO

Tin

PT Tommy Utama

CID001493

Indonesia

YES

Tin

Resind Industria e Comercio Ltda.

CID002706

Brazil

YES

Tin

Rui Da Hung

CID001539

Taiwan

YES

 

13


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Tin

Super Ligas

CID002756

Brazil

YES

Tin

Thaisarco

CID001898

Thailand

YES

Tin

Tin Smelting Branch of Yunnan Tin Co., Ltd.

CID002180

China

YES

Tin

Tin Technology & Refining

CID003325

United States

YES

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

CID002574

Viet Nam

NO

Tin

VQB Mineral and Trading Group JSC

CID002015

Viet Nam

NO

Tin

White Solder Metalurgia e Mineracao Ltda.

CID002036

Brazil

YES

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CID002158

China

YES

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CID003397

China

YES

Tungsten

A.L.M.T. TUNGSTEN Corp.

CID000004

Japan

YES

Tungsten

ACL Metais Eireli

CID002833

Brazil

NO

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

CID003427

Brazil

NO

Tungsten

Artek LLC

CID003553

Russian Federation

NO

Tungsten

Asia Tungsten Products Vietnam Ltd.

CID002502

Viet Nam

YES

Tungsten

China Molybdenum Co., Ltd.

CID002641

China

YES

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CID000258

China

YES

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CID000281

China

NO

Tungsten

Cronimet Brasil Ltda

CID003468

Brazil

YES

Tungsten

DONGKUK INDUSTRIES CO., LTD.

CID004060

Korea, Republic of

PROGRESSING

Tungsten

Fujian Xinlu Tungsten Co., Ltd.

CID003609

China

YES

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CID002315

China

YES

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CID002494

China

YES

Tungsten

Global Tungsten & Powders LLC

CID000568

United States

YES

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CID000218

China

YES

Tungsten

H.C. Starck Tungsten GmbH

CID002541

Germany

YES

Tungsten

HANNAE FOR T Co., Ltd.

CID003978

Korea, Republic of

NO

Tungsten

Hubei Green Tungsten Co., Ltd.

CID003417

China

YES

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CID000766

China

YES

Tungsten

Hunan Jintai New Material Co., Ltd.

CID000769

China

NO

Tungsten

Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch

CID002513

China

YES

Tungsten

Hydrometallurg, JSC

CID002649

Russian Federation

NO

Tungsten

Japan New Metals Co., Ltd.

CID000825

Japan

YES

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CID002551

China

YES

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321

China

YES

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CID002313

China

NO

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CID002318

China

YES

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CID002317

China

YES

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CID002316

China

YES

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

CID003408

Russian Federation

NO

Tungsten

Kenee Mining Corporation Vietnam

CID004619

Viet Nam

ACTIVE

Tungsten

Kennametal Fallon

CID000966

United States

YES

Tungsten

Kennametal Huntsville

CID000105

United States

YES

Tungsten

Lianyou Metals Co., Ltd.

CID003407

Taiwan

YES

Tungsten

Lianyou Resources Co., Ltd.

CID004397

Taiwan

YES

Tungsten

LLC Vostok

CID003643

Russian Federation

NO

 

14


Metal

Official Smelter Name

RMI Smelter ID

Smelter Country

Conflict-Free Certification

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CID002319

China

YES

Tungsten

Masan High-Tech Materials

CID002543

Viet Nam

YES

Tungsten

Moliren Ltd.

CID002845

Russian Federation

NO

Tungsten

Nam Viet Cromit Joint Stock Company

CID004034

Viet Nam

NO

Tungsten

Niagara Refining LLC

CID002589

United States

YES

Tungsten

NPP Tyazhmetprom LLC

CID003416

Russian Federation

NO

Tungsten

OOO “Technolom” 1

CID003614

Russian Federation

NO

Tungsten

OOO “Technolom” 2

CID003612

Russian Federation

NO

Tungsten

Philippine Chuangxin Industrial Co., Inc.

CID002827

Philippines

YES

Tungsten

Shinwon Tungsten (Fujian Shanghang) Co., Ltd.

CID004430

China

YES

Tungsten

TANIOBIS Smelting GmbH & Co. KG

CID002542

Germany

YES

Tungsten

Tungsten Vietnam Joint Stock Company

CID003993

Viet Nam

YES

Tungsten

Unecha Refractory Metals Plant

CID002724

Russian Federation

NO

Tungsten

Wolfram Bergbau und Hutten AG

CID002044

Austria

YES

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CID002320

China

YES

Tungsten

Xiamen Tungsten Co., Ltd.

CID002082

China

YES

Tungsten

YUDU ANSHENG TUNGSTEN CO., LTD.

CID003662

China

NO

 

 

 

15


APPENDIX 2

 

Potential Countries of Origin of Conflict Minerals

 

 

Angola

Guyana

Papua New Guinea

Argentina

Hong Kong

Peru

Armenia

Hungary

Philippines

Australia

India

Poland

Austria

Indonesia

Portugal

Belarus

Ireland

Russian Federation

Belgium

Israel

Rwanda

Bermuda

Italy

Saudi Arabia

Bolivia

Ivory Coast

Sierra Leone

Brazil

Japan

Singapore

Burundi

Jersey

Slovakia

Cambodia

Kazakhstan

South Africa

Canada

Kenya

South Sudan

Central African Republic

Korea, Republic of

Spain

Chile

Kyrgyzstan

Suriname

China

Laos

Sweden

Colombia

Luxembourg

Switzerland

Congo (Brazzaville)

Madagascar

Taiwan

Czech Republic

Malaysia

Tajikistan

Djibouti

Mali

Tanzania

DRC- Congo (Kinshasa)

Mexico

Thailand

Ecuador

Mongolia

Turkey

Egypt

Morocco

Uganda

Estonia

Mozambique

United Arab Emirates

Ethiopia

Myanmar

United Kingdom

Finland

Namibia

United States

France

Netherlands

Uzbekistan

Germany

New Zealand

Viet Nam

Ghana

Niger

Zambia

Guinea

Nigeria

Zimbabwe

 

 

16